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Compliance Services - Investment Funds and SIBL Excluded Persons

Compliance with global anti-money laundering ("AML") standards continues to be a key issue for the investment fund industry. Increased regulatory focus and the implementation of aggressive international sanctions makes AML compliance even more important for firms that establish offshore investment fund structures.

MaplesFS offers a risk-based, cost-effective AML solution that can be tailored to suit the individual requirements of investment funds, as well as entities that are registered as Excluded Persons under the Fourth Schedule of the Securities Investment Business Law ("SIBL Excluded Persons"). This can include:

  • provision of a money laundering reporting officer;
  • provision of a compliance officer;
  • manage the suspicious activity reporting process;
  • acting as an ongoing liaison with local regulators, competent authorities or other regulatory or investigative agencies;
  • delivery of AML training; and
  • provision of an annual AML inspection that is designed to test and evaluate an internal AML programme and related controls.

Contacts

Cayman Islands

Maples Fiduciary Cayman Islands
Peter Huber
work +1 345 814 5728
Maples Fiduciary Cayman Islands
Guy Major
work +1 345 814 5818

Delaware

Maples Fiduciary Cayman Islands
Guy Major
work +1 345 814 5818

Dubai

Maples Fiduciary Singapore
Hugh Thompson
work +65 6436 6911
Maples Fiduciary Dubai
Andrew Millar
work +971 4 511 4202

Dublin

Maples Fiduciary Dublin
Stephen O'Donnell
work +353 (0)1 697 3244
Maples Fiduciary Dublin
Pádraic Doherty
work +353 (0)1 697 3238

Hong Kong

Maples Fiduciary Hong Kong
Charlie Sparrow
work +852 3690 7690

Luxembourg

Maples Fiduciary Luxembourg
Tom Davies
work +352 26 68 62 33

Netherlands

Maples Fiduciary Netherlands
Jan Hendrik Siemssen
work +31 20 808 1081

Singapore

Maples Fiduciary Singapore
Hugh Thompson
work +65 6436 6911