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Compliance Services - Structured Finance

Anti-money laundering ("AML") legislation imposes a requirement on the operators of funds and financial services companies to develop, implement and maintain policies and procedures which adequately address the risks posed by money laundering and terrorist financing. This can include the appointment of a money laundering reporting officer, the appointment of a compliance officer and the implementation of an internal audit programme. For many operators, the most practical solution will often be to outsource the AML procedures to a service provider who can discharge the AML obligations efficiently and effectively.

MaplesFS offers a risk-based, cost-effective AML that can be tailored to meet the AML requirements of individual clients. This can include:

  • provision of a money laundering reporting officer;
  • provision of a compliance officer;
  • managing the suspicious activity reporting process;
  • acting as an ongoing liaison with local regulators, competent authorities or other regulatory or investigative agencies;
  • delivery of AML training; and
  • provision of an annual AML inspection that is designed to test and evaluate an internal AML programme and related controls.

Contacts

Cayman Islands

Maples Fiduciary Cayman Islands
Peter Huber
work +1 345 814 5728
Maples Fiduciary Cayman Islands
Guy Major
work +1 345 814 5818

Delaware

Maples Fiduciary Cayman Islands
Guy Major
work +1 345 814 5818

Dubai

Maples Fiduciary Singapore
Hugh Thompson
work +65 6436 6911
Maples Fiduciary Dubai
Andrew Millar
work +971 4 511 4202

Dublin

Maples Fiduciary Dublin
Stephen O'Donnell
work +353 (0)1 697 3244
Maples Fiduciary Dublin
Pádraic Doherty
work +353 (0)1 697 3238

Hong Kong

Maples Fiduciary Hong Kong
Charlie Sparrow
work +852 3690 7690

London

Maples Fiduciary London
Sam Ellis
work +44 20 7466 1645

Luxembourg

Maples Fiduciary Luxembourg
Tom Davies
work +352 26 68 62 33

Netherlands

Maples Fiduciary Netherlands
Jan Hendrik Siemssen
work +31 20 808 1081

Singapore

Maples Fiduciary Singapore
Hugh Thompson
work +65 6436 6911