Compliance Services - Structured Finance

Anti-money laundering ("AML") legislation imposes a requirement on the operators of funds and financial services companies to develop, implement and maintain policies and procedures which adequately address the risks posed by money laundering and terrorist financing. This should include the appointment of a money laundering reporting officer ("MLRO"), deputy MLRO or AML compliance officer and the implementation of an internal audit programme. For many operators, the most practical solution will often be to outsource the AML procedures to a service provider who can discharge the AML obligations efficiently and effectively.

MaplesFS offers a risk-based, cost-effective AML that can be tailored to meet the AML requirements of individual clients. This can include:

  • provision of a qualified, named AML professional to act as MLRO, deputy MLRO or AML compliance officer;
  • managing the suspicious activity reporting process;
  • acting as an ongoing liaison with local regulators, competent authorities or other regulatory or investigative agencies;
  • delivery of AML training; and
  • provision of an annual AML inspection that is designed to test and evaluate an internal AML programme and related controls.


Abu Dhabi

Maples Fiduciary Dubai
Norbert Neijzen
work +971 4 511 4202


Maples Fiduciary Bermuda
Christopher Tribley
work +1 441 400 4082

Cayman Islands

Maples Fiduciary Cayman Islands
Peter Huber
work +1 345 814 5728
Maples Fiduciary Cayman Islands
Guy Major
work +1 345 814 5818


Maples Fiduciary Delaware Office
Edward L. Truitt Jr.
work +1 302 338 9129


Maples Fiduciary Dubai
Norbert Neijzen
work +971 4 511 4202


Maples Fiduciary Dublin
Stephen O'Donnell
work +353 (0)1 697 3244
Maples Fiduciary Dublin
Pádraic Doherty
work +353 (0)1 697 3238

Hong Kong

Maples Fiduciary Hong Kong
Charlie Sparrow
work +852 3523 7801


Maples Fiduciary London
Sam Ellis
work +44 20 7466 1645


Maples Fiduciary Luxembourg
Tom Davies
work +352 26 68 62 33


Maples Fiduciary Netherlands
Jan Hendrik Siemssen
work +31 20 570 6820


Maples Fiduciary Singapore
Hugh Thompson
work +65 6436 6911