Conflict Advisory Services - Structured Finance
Investment advisers buying or selling securities between affiliated entities or between vehicles they manage may need to obtain specific consent to a transaction. In the US market, for example, Section 206(3) of the Investment Advisers Act of 1940 sets out this obligation for registered investment advisers. Consents for such transactions are often delegated to an independent party.
We have a dedicated Conflicts Advisory Review team comprising specialists with relevant operational backgrounds that can meet the obligations required for such consents. Our team approach ensures that appropriate resources are available to deliver a responsive, independent and tailored service.